About MLG Financial Services

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Michael L Groomes – BrokerCheck


SEC Registration Information:

Michael L Groomes – Investment Adviser at ALTITUDE CAPITAL MANAGEMENT LLC

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Founded in 2025 by Michael L. Groomes, MLG Financial Services, LTD was created to offer individuals, families, and business owners a trusted resource for comprehensive financial guidance. Our mission is rooted in values, transparency, and professionalism, with the goal of helping every client build a secure future and a lasting legacy.

Michael is a seasoned financial professional who focuses his practice on holistic planning for the clientele of families, individuals, businesses and organizations he proudly serves. Michael started working as a financial professional 8 years ago with Prudential and Pruco Securities gaining immeasurable experience in the asset management aspects of financial services.

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Professional Affiliations
and Recognition

Michael Groomes’ dedication to excellence is reflected in his professional memberships and roles:

  • Member of the Total Advisors Network
  • Preferred Presenter of Your Retirement Timeline
  • Member of the National Social Security Advisors (NSSA)
  • Financial Services Certified Professional (FSCP)
  • These affiliations ensure access to the latest strategies, tools, and resources in the financial industry.

Experience That Matters

With more than a decade in financial services, Michael has guided clients through retirement planning, insurance protection, and wealth transfer strategies. His background as a registered representative with NYLife Securities and Pruco Securities provided the foundation for delivering truly independent and objective advice.

Serving Dayton and Beyond

From our Dayton, OH headquarters, we serve clients throughout Ohio and across the country. Whether meeting in person or via secure virtual consultations, our focus is on delivering the same personalized, relationship-driven service.

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Planning with Purpose

We believe financial planning should empower you. That’s why our strategies go beyond numbers—they’re designed to give you clarity, confidence, and control over your financial life, so you can focus on living it to the fullest.

Meet the advisor who puts you first

Talk to Michael

Any information found on this website is solely for educational
purposes and does not constitute legal or financial advice.
There are inherent risks with investments that include but are not limited to loss of principal, tax
consequences, civil or criminal actions. Consult with an attorney or tax professional for questions you may have as to your exposure to these risks. 

Disclosure

Investment advice offered through Altitude Capital Management, LLC, a Securities and Exchange Commission -registered investment advisor able to provide investment advice in states where it is registered, exempt, or excluded from registration.  Michael L. Groomes Financial Services, LLC is a member firm of Altitude Capital Management, LLC.  Content contained herein is for educational purposes only and should not be construed as personalized investment advice or an offer for the purchase or sale of any security, insurance, or other investment product.  Investments involve the risk of loss, including possible loss of principal.  Please consult with a qualified financial, tax, accounting, or legal professional before implementing any ideas or strategies discussed here.  Content provided may be obtained from sources believed to be reliable but cannot be guaranteed as to its accuracy or completeness.